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Overview of Twin Peaks regulation and the Conduct of Financial Institutions Bill

 

Are you unsure about the regulatory changes to the financial services industry that are being brought about by the new legislation?

The FSR Act sees the implementation of the "twin peaks model" for financial services regulation which provides for the establishment of two new regulators. The Insurance Act and the Conduct of Financial Institutions ("CoFI") Bill spell further changes to the industry. This course seeks to provide a big picture insight into all the relevant legislation and allows those impacted to have a fundamental grasp on the topic. Participants will be equipped with a more in-depth understanding of the legislation to allow them to be proactive in their approach to the twin peaks regulatory environment and make the appropriate changes within their organisations.

Join us for a two-hour webinar in which we will unpack all these changes to the industry.

When?

27 May 2022, 10:00 to 12:00 SAST

Course outline

The following topics will be covered:

  • How South Africa has implemented twin peaks
  • Introduction to Prudential Authority
  • Introduction to FSCA
  • Overview of the FSR Act
  • New ombud system
  • Overview of the new prudential regulation for the insurance industry
  • Review of the COFI Bill

Who will benefit from this course?

Attorneys, accountants, financial advisers, financial managers, and anyone else interested in the financial services industry.

Presenter

Kerry Kopke is a director of Attune Solutions (Pty) Ltd, which provides legal consulting and training services, specialising in the financial services and investment funds industry. Kerry has a BBusSci (cum laude), LLB (cum laude) and a MCom (Financial Management with distinction in the thesis), all from the University of Cape Town. She has over twelve years of experience in the legal industry, having worked for prestigious law firms in New York, South Africa and Dublin. Kerry has also worked in-house for Sanlam Investments as the legal advisor for the hedge fund business and was an integral part of their hedge fund registration process in South Africa. Kerry's work with Attune Solutions sees her working with a broad range of clients such as law firms and different role players (asset managers, administrators, Mancos and prime brokers) across the financial services industry.

How much?

R695 per person

CPD points

This course has been accredited by the FPI with 2 CPD points.

If you require CPD points, please state this when sending in your registration form. You will be asked to send in a copy of your ID for verification purposes before the course, and will need to complete an evaluation after the course.

 

How to sign up

Complete and submit the registration form. You will then be given the payment information. Please note that registrations will not be accepted until payment has been made.

One or two days before the webinar, we will send you the Zoom link. You will need to register and use a password to enter the webinar.

Registrations close three days before the webinar.

View the advert here.

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